1997 SURVEY OF DOCTORATE RECIPIENTS
Conducted by the National Opinion Research Center, Chicago, IL, for The National Science Foundation, Arlington, VA
This information is solicited under the authority of the National Science Foundation Act of 1950, as amended. All information you provide will be treated as confidential and used only for research or statistical purposes by the survey sponsors, their contractors, and collaborating researchers for the purpose of analyzing data and preparing scientific reports and articles. Any information publicly released (such as statistical summaries) will be in a form that does not personally identify you. Your response is voluntary and failure to provide some or all of the requested information will not in any way adversely affect you. Actual time to complete the questionnaire may vary depending on your circumstances. On the average, it will take about 25 minutes to complete the questionnaire. If you have any comments on the time required for this survey, please send them to Herman Fleming, Division of Contracts, Policy and Oversight, National Science Foundation, 4201 Wilson Boulevard, Arlington, VA 22230. An agency may not conduct or sponsor, and a person is not required to respond to a collection of information unless it displays a currently valid OMB control number. The OMB number for this project is 3145-0020.
OMB NO: 3145-0020
APPROVAL EXPIRES: 4/30/99
FORM SDR-1 (4-18-97)
Note: The format of this survey instrument has been altered slightly to reduced download time.
INSTRUCTIONS
Thank you for taking the time to complete this questionnaire. Directions for filling it out are provided with each question. Because not all questions will apply to everyone, you may be asked to skip certain questions.
- In order to get comparable data, we will be asking you to refer to the week of April 15, 1997 (e.g., April 13-19, 1997) when answering most questions
- Follow all "SKIP" instructions AFTER marking a box. If no "SKIP" instruction is provided, you should continue to the NEXT question
- Either a pen or pencil may be used
- When answering questions that require marking a box, please use an "X"
- If you need to change an answer, please make sure that your old answer is either completely erased or clearly crossed out
PART A - Employment Status During the Week of April 13-19, 1997
A1.
2 [ ] No
A2.
2 [ ] No
A3.
Mark (X) all that apply
2 [ ] On layoff from a job
3 [ ] Student
4 [ ] Family responsibilities
5 [ ] Chronic illness or permanent disability
6 [ ] Suitable job not available
7 [ ] Did not need or want to work
8 [ ] Other - Specify: ___________________________________________
A4.
IF NEVER WORKED FOR PAY (OR PROFIT), MARK (X) IN THIS BOX 0 [ ] AND SKIP TO PART D, PAGE 13
Month: |___|___| Year: 19 |___|___|
A5.
Example: College professor - Electrical engineering
_______________________________________________
_______________________________________________
A6.
NOTE ? Job codes range from 010 to 500
A7.
2 [ ] Fewer than 35 hours per week
A8.
2 [ ] No
A9.
Mark (X) all that apply
2 [ ] Student (SKIP to A11)
3 [ ] Family responsibilities (SKIP to A11)
4 [ ] Chronic illness or permanent disability (SKIP to A11)
5 [ ] Suitable full-time work week job not available (SKIP to A11)
6 [ ] Did not need or want to work full-time (SKIP to A11)
7 [ ] Other - Specify:___________________________ (SKIP to A11)
A10.
Examples of retirement include mandatory retirement, early retirement, or voluntary retirement
2 [ ] No
The next several questions ask about your principal employer during the week of April 15, 1997.
A11.
IF MORE THAN ONE JOB: Record employer for whom you worked the most hours that week
IF EMPLOYER HAD MORE THAN ONE LOCATION: Record location where you usually worked
City/Town: __________________________________________
State/Foreign Country: _________________________________
ZIP Code: ___________________________________________
A12.
IF PRINCIPAL EMPLOYER HAS MORE THAN ONE TYPE OF BUSINESS: Please answer for the type of business primarily performed at the location where you work
Mark (X) ONLY one
2 [ ] Biotechnology
3 [ ] Construction or mining
4 [ ] Education
5 [ ] Finance, insurance or real estate services
6 [ ] Health services
7 [ ] Information technology or computer services
8 [ ] All other services (e.g., social, legal, business)
9 [ ] Manufacturing
10 [ ] Public administration/government
11 [ ] Research ? Specify: _______________________________
12 [ ] Transportation services, utilities or communications
13 [ ] Wholesale or retail trade
14 [ ] Other: ____________________________________
A13.
Mark (X) one
2 [ ] 10-24 employees
3 [ ] 25-99 employees
4 [ ] 100-499 employees
5 [ ] 500-999 employees
6 [ ] 1,000-4,999 employees
7 [ ] 5,000+ employees
A14.
2 [ ] No
A15.
IF EMPLOYER WAS A SCHOOL: Mark (X) the type of organizational charter (e.g., mark "State government" for state schools, most private schools are "private not-for-profit")
Mark (X) one
2 [ ] A PRIVATE NOT-FOR-PROFIT, tax exempt, or charitable organization
3 [ ] SELF-EMPLOYED in own NOT INCORPORATED business, professional practice, or farm
4 [ ] SELF-EMPLOYED in own INCORPORATED business, professional practice, or farm
5 [ ] Local GOVERNMENT (city, county, etc.)
6 [ ] State GOVERNMENT
7 [ ] U.S. military service, active duty or Commissioned Corps (e.g., USPHS, NOAA)
8 [ ] U.S. GOVERNMENT (civilian employee)
9 [ ] Other - Specify: ______________________________
A16.
2 [ ] No (SKIP to A20, page 4)
A17.
Mark (X) one
2 [ ] A secondary school or system (SKIP to A20, page 4)
3 [ ] A 2-year college, junior college, or technical institute
4 [ ] A 4-year college or university, other than a medical school
5 [ ] A medical school (including university-affiliated hospital or medical center)
6 [ ] A university-affiliated research institute
7 [ ] Other - Specify: _______________________________________
A18.
Mark (X) one
2 [ ] Not applicable for my position
3 [ ] Professor
4 [ ] Associate Professor
5 [ ] Assistant Professor
6 [ ] Instructor
7 [ ] Lecturer
8 [ ] Adjunct Faculty
9 [ ] Other - Specify: _______________________________________
A19.
Mark (X) one
2 [ ] Not applicable: no tenure system for my position
3 [ ] Tenured
4 [ ] On tenure track but not tenured
5 [ ] Not on tenure track
The next several questions ask about some alternative or temporary working relationships that people may have with their employers.
A20.
Mark (X) Yes or No for each
2. Your principal employer contracted out your services to other organizations (not including temporary help or employment agencies)
3. Working through a temporary help or employment agency
4. Working on an "as needed", "seasonal" or short term basis
5. Job sharing
6. Working from home for 50 percent or more of your work time
7. Something else ? Specify: _____________________________
A21.
2 [ ] No (SKIP to A24, page 5)
A22.
For this study, being self-employed is considered an alternative working relationship
Mark (X) Yes or No for each
2. Only type of work you could find
3. Gain experience that may lead to a permanent job
4. Better pay
5. Family-related reasons (e.g., children, spouse?s job moved)
6. In school or some type of training program
7. Enjoy being your own boss
8. Employer changed your status to temporary
9. Other reason ? Specify: ___________________________________
A23.
Enter the number of the appropriate reason from A22 above
2. _____ Second reason (Enter ?0? if no second reason)
A24.
Mark (X) ONLY one
2 [ ] Being self-employed
3 [ ] Some other type of working relationship ? Specify: _______________________
A25.
Mark (X) Yes or No for each
2. A pension plan or a retirement plan to which your employer contributed?
3. A profit-sharing plan?
4. Paid vacation, sick or personal days?
The next set of questions asks about your work on your principal job during the week of April 15, 1997.
A26.
Please be as specific as possible, including any area of specialization
EXAMPLE: College professor - Electrical engineering
____________________________________________
____________________________________________
A27.
NOTE ? Job codes range from 010 to 500
A28.
2 [ ] No (SKIP to A30, page 6)
A29.
Mark (X) Yes or No for each
2. The social sciences
3. Some other field (e.g., health or business) ? Specify: __________________________
A30.
A "postdoc" is a temporary position awarded in academe, industry, or government primarily for gaining additional education and training in research
2 [ ] No (SKIP to A33)
A31.
Mark (X) Yes or No for each
2. Training in an area outside of PhD field
3. Work with a specific person or place
4. Other employment not available
5. Postdoc generally expected for career in this field
6. Some other reason ? Specify: __________________________
A32.
2. _____ SECOND MOST important reason (Enter ?0? if no second reason)
A33.
Month: ___ ___ Year 19 ___ ___
A34.
2 [ ] No
A35.
Mark (X) ONLY one
2 [ ] Somewhat related (SKIP to A38, page 7)
3 [ ] Not related
A36.
Mark (X) Yes or No for each
2. Working conditions (e.g., hours, equipment, working environment)
3. Job location
4. Change in career or professional interests
5. Family-related reasons (e.g., children, spouse's job moved)
6. Job in highest degree field not available
7. Other reason ? Specify: _________________________
A37.
Enter number of appropriate reason from A36 above
2. _____ SECOND MOST important reason (Enter ?0? if no second most)
A38.
Mark (X) Yes or No for each
2. Applied research - study directed toward gaining scientific knowledge to meet a recognized need
3. Basic research - study directed toward gaining scientific knowledge primarily for its own sake
4. Computer applications, programming, systems development
5. Development - using knowledge gained from research for the production of materials, devices
6. Design of equipment, processes, structures, models
7. Employee relations ? including recruiting, personnel development, training
8. Managing and supervising
9. Production, operations, maintenance (e.g., truck driving, machine tooling, auto/machine repairing)
10. Professional services (e.g., health care, counseling, financial services, legal services)
11. Sales, purchasing, marketing, customer service, public relations
12. Quality or productivity management
13. Teaching
14. Other ? Specify: _______________________________________
A39.
Enter number of appropriate activity from A38 above
2. _____ Activity SECOND MOST hours (Enter ?0? if no second most)
A40.
Mark (X) ONLY one
2 [ ] Somewhat similar to what you expected to be doing
3 [ ] Not very similar to what you expected to be doing
A41.
MARK ?YES?: If you assigned duties to workers AND recommended or initiated personnel actions such as hiring, firing or promoting
TEACHERS: Do NOT count students
2 [ ] No (SKIP to A43, page 8)
A42.
IF NONE: Enter "0"
2. Supervise through subordinate supervisors? (Number Supervised)
A43.
IF NOT SALARIED: Please estimate your earned income, excluding business expenses
Basic Annual Salary/Earned Income
A44.
A45.
A46.
FEDERAL EMPLOYEES: Please answer "No"
Mark (X) ONLY one
2 [ ] No (SKIP to A48)
3 [ ] Don't Know (SKIP to A48)
A47.
Mark (X) all that apply
2 [ ] Agriculture Department
3 [ ] Commerce Department
4 [ ] Defense Department (DOD)
5 [ ] Department of Education (include NCES, OERI, FIPSE, FIRST)
6 [ ] Energy Department (DOE)
7 [ ] Environmental Protection Agency (EPA)
8 [ ] Health and Human Services Department (Excluding NIH)
9 [ ] Interior Department
10 [ ] National Aeronautics and Space Administration (NASA)
11 [ ] National Institutes of Health (NIH)
12 [ ] National Science Foundation (NSF)
13 [ ] Transportation Department (DOT)
14 [ ] Other ? Specify: _________________________
15 [ ] DON'T KNOW SOURCE AGENCY
A48.
Mark (X) ONLY one
2 [ ] Somewhat satisfied
3 [ ] Somewhat dissatisfied
4 [ ] Very dissatisfied
A49.
2 [ ] No (SKIP to A53)
A50.
IF YOU HAD MORE THAN TWO JOBS THAT WEEK: Answer for the job where you worked the second most hours
______________________________________
______________________________________
A51.
NOTE - Job codes range from 010 to 500
A52.
Mark (X) ONLY one
2 [ ] Somewhat related
3 [ ] Not related
The next few questions ask about your work for pay (or profit) in 1996.
A53.
NUMBER OF WEEKS WORKED _____
A54.
A55.
0 [ ] MARK (X) THIS BOX IF YOU HAD NO EARNED INCOME IN 1996
A56.
0 [ ] MARK (X) THIS BOX IF YOU HAD NO HOUSEHOLD INCOME IN 1996
PART B - Past Employment
The next few questions will help us better understand employment changes over time.
B1.
IF YOU WERE A STUDENT: Do NOT count financial aid awards with no work requirement
2 [ ] No (SKIP to C1)
B2.
Mark (X) one
2 [ ] Same employer BUT different job
3 [ ] Different employer BUT same job
4 [ ] Different employer AND different job
B3.
Mark (X) Yes or No for each
2. Working conditions (hours, equipment, working environment)
3. Job location
4. Change in career or professional interests
5. Family-related reasons (e.g., children, spouse's job moved)
6. School-related reasons (e.g., returned to school, completed a degree)
7. Laid off or job terminated (includes company closings, mergers, buyouts or grant or contract ended)
8. Retired
9. Other - Specify: __________________________
PART C - Other Work and Career Related
C1.
Mark (X) ONLY one
2 [ ] Somewhat concerned
3 [ ] Not very concerned
C2.
0 [ ] MARK (X) THIS BOX IF NO OTHER WORKING ADULT IN HOUSEHOLD AND GO TO C3
Mark (X) ONLY one
2 [ ] Somewhat concerned
3 [ ] Not very concerned
C3.
Mark (X) ONLY one
2 [ ] Yes, but did not accept the offer
3 [ ] No
C4.
MARK "YES": If a partnership or self-employed business closed for economic reasons
2 [ ] No (SKIP to C9)
C5.
Mark (X) Yes or No for each
2. Your company or the facility or agency where you worked closed down
3. Your company or the facility or agency where you worked moved to another location
4. The work or services of your company or the facility or agency where you worked was reorganized or restructured
5. Your company or the facility or agency where you worked was taken over by another organization
6. Your company or the facility or agency where you worked had insufficient business, revenue or work
7. Some other reason ? Specify: ________________________
C6.
C7.
NUMBER OF MONTHS _____ (Enter ?0? if less than one month)
C8.
b. Level of responsibility
c. Utilizing your knowledge or skills
C9.
2 [ ] Somewhat likely
3 [ ] Not at all likely
C10.
2 [ ] No
C11.
C12.
Do NOT include professional meetings unless you attended a special training session conducted at the meeting/conference
2 [ ] No (SKIP to D1, page 13)
C13.
For Any Training Marked "Yes": Answer A-C
b. Did you pay for any of this training yourself? 1 [ ] Yes 2 [ ] No
c. Number of Training Days You Paid For _____
2. Training in your occupational field 1 [ ] Yes 2 [ ] No
b. Did you pay for any of this training yourself? 1 [ ] Yes 2 [ ] No
c. Number of Training Days You Paid For _____
3. General professional training (e.g., public speaking, business writing) 1 [ ] Yes 2 [ ] No
b. Did you pay for any of this training yourself? 1 [ ] Yes 2 [ ] No
c. Number of Training Days You Paid For _____
C14.
Mark (X) Yes or No for each
2. To gain FURTHER skills or knowledge in your occupational field
3. For licensure/certification
4. To increase opportunities for promotion/advancement/higher salary
5. To learn skills or knowledge needed for a recently acquired position
6. Required or expected by employer
7. Other ? Specify: _________________________________________
C15.
Enter number of appropriate reason from C14 above
PART D - Background Information
D1.
2 [ ] No (SKIP to E1, page 14)
D2.
D3.
0 [ ] MARK (X) THIS BOX IF NO SPECIFIC DEGREE OR CERTIFICATE AND SKIP TO D7, PAGE 14
IF MORE THAN ONE APPLIES: Mark the highest level
Mark (X) ONLY one
2 [ ] Post baccalaureate certificate
3 [ ] Master's degree (including MBA)
4 [ ] Post master's certificate
5 [ ] Doctorate (e.g., Ph.D., D.S.C, D.Sc., Ed.D.)
6 [ ] Other professional degree (e.g., JD, LLB, ThD, MD, DDS) ? Specify: _________________
7 [ ] Other ? Specify: ____________________________
D4.
2 [ ] No (SKIP to D7, page 14)
D4a.
D5.
IF YOU COMPLETED MORE THAN ONE: Enter the date for the highest degree or certificate awarded
D6.
City/Town: _______________________________________
State/Foreign country: ______________________________
D7.
D8.
Mark (X) Yes or No for each
2. To prepare for graduate school
3. To change your academic or occupational field
4. To gain FURTHER skills or knowledge in your academic or occupational field
5. For licensure/certification
6. To increase opportunities for promotion/advancement/higher salary
7. Required or expected by employer
8. For leisure/personal interest
9. Other - Specify: __________________________________________
D9.
2 [ ] No
PART E - Recent Doctorate Recipients
E1.
2 [ ] No (SKIP to F1, page 18)
The next questions are about the initial career experiences of recent doctorate recipients. The degree we are referring to is the first U.S. doctorate.
E2.
Mark (X) Yes or No for each
2. Research
3. Management/administration
4. Professional practice
5. Other ? Specify: _________________________
E3.
Mark (X) ONLY one
2 [ ] Business or industry
3 [ ] Government
4 [ ] Nonprofit organization
5 [ ] Self-employed
6 [ ] Elementary or secondary school
7 [ ] Other ? Specify: ______________________________
E4.
Mark (X) ONLY one
2 [ ] Further a career you had already started
3 [ ] Change careers
4 [ ] (Help) in ways not related to your career
E5.
a. Job market for postdocs was . . . .
2 [ ] Good
3 [ ] Fair
4 [ ] Very poor
5 [ ] Don't know or not applicable
2 [ ] Good
3 [ ] Fair
4 [ ] Very poor
5 [ ] Don't know or not applicable
E6.
A "career path" job is a job that will help you in your future career plans or a job in the field in which you want to make your career
2 [ ] Yes, accepted but not begun (SKIP to E9)
3 [ ] No, neither held nor accepted
E7.
2 [ ] No (SKIP to E18, page 17)
E8.
2 [ ] While you were working on your doctorate (SKIP to E13, page 16)
3 [ ] After completing your doctorate
E9.
Mark (X) ONLY one for each item
2. Spouse?s career or employment
3. Debt burden from undergraduate or graduate degrees
4. Desire to not relocate or move to place of job
5. Suitable job not available
6. Other ? Specify: ____________________________
E10.
If you have not yet obtained a career path job, please indicate the sources used in your job search
Mark (X) Yes or No for each
2. Professional recruiters such as "head hunters"
3. College or department placement office
4. Professional meetings
5. Electronic postings
6. Newspapers
7. Professional journals
8. Informal channels through colleagues or friends
9. Direct contacts you initiated with company (e.g., sent unsolicited vita)
10. Other ? Specify: ________________________________
E11.
1. _____ MOST important resource
2. _____ SECOND MOST important resource (Enter "0" if no second resource)
E12.
IF YOUR CAREER PATH JOB BEGAN WHILE YOU WERE COMPLETING OR WITHIN ONE MONTH OF RECEIVING YOUR DOCTORAL DEGREE: ENTER "0"
E13.
Mark (X) ONLY one for each item
2. Level of responsibility
3. Job security
4. Degree of interesting or rewarding work
5. Degree of technically demanding work
6. Management activities expected
7. Other ? Specify: ____________________
E14.
2 [ ] No, changed jobs (GO to E15, page 17)
3 [ ] No, not employed during the week of April 15 (GO to E15, page 17)
E15.
Mark (X) ONLY one
2 [ ] Somewhat related (SKIP to E18)
3 [ ] Not related
E16.
Mark (X) Yes or No for each
2. Working conditions (e.g., hours, equipment, working environment)
3. Job location
4. Change in career or professional interests
5. Family-related reasons (e.g., children, spouse?s job moved)
6. Job in doctoral field not available
7. Other reasons ? Specify: ___________________________
E17.
2. _____ SECOND MOST important reason (Enter "0" if no second reason)
E18.
Mark (X) ONLY one for each
2. Subject matter knowledge
3. Oral communication skills
4. Teaching skills
5. Collaboration and team work skills
6. Quantitative skills
7. Writing skills
8. Computer skills
9. Research integrity/ethics
10. Establishing contacts with colleagues in field
11. Management or administrative skills
E19.
1. _____ FIRST area
2. _____ SECOND area (Enter "0" if no second area)
E20.
Mark (X) ONLY one
2 [ ] Somewhat satisfied
3 [ ] Somewhat dissatisfied
4 [ ] Very dissatisfied
PART F ? Demographic Information
F1.
Mark (X) one
2 [ ] Widowed (SKIP to F4)
3 [ ] Separated (SKIP to F4)
4 [ ] Divorced (SKIP to F4)
5 [ ] Never Married (SKIP to F4)
D11.
2 [ ] Yes, part-time
3 [ ] No (SKIP to F4)
F3.
Mark (X) Yes or No for each
2. The social sciences,
3. Some other field (e.g., health or business) - Specify: ____________________________
F4.
Only count children who lived with you at least 50 percent of the time
2 [ ] No (SKIP to F6)
F5.
IF NO CHILDREN IN A CATEGORY, enter "0"
2. _____ Aged 2-5
3. _____ Aged 6-11
4. _____ Aged 12-17
5. _____ Aged 18 or older
F6.
2 [ ] Another country
F7.
Mark (X) ONLY one
1 [ ] Native Born (SKIP to F9)
2 [ ] Naturalized (SKIP to F9)
Non-U.S. Citizen
3 [ ] With a Permanent U.S. Resident Visa
4 [ ] With a Temporary U.S. Resident Visa
5 [ ] Living outside the United States
F8.
F9.
The next question is designed to help us better understand the career paths of individuals with different physical abilities.
F10.
MARK (X) ONE FOR EACH
2. HEARING what is normally said in conversation with another person (with hearing aid, if you usually wear one)
3. WALKING without human or mechanical assistance or using stairs
4. LIFTING or carrying something as heavy as 10 pounds, such as a bag of groceries
F11.
F12.
F13.
|__|__|__|-|__|__|__|-|__|__|__|__|
Area Code Number
Evening:
|__|__|__|-|__|__|__|-|__|__|__|__|
Area Code Number
E-mail Address: _________________________________________
F14.
Name
____________________________________________
Number and Street
_________________________|_______|___________
City/Town State Zip Code
____________________________________________
Country (If outside U.S.)
|___|___|___|-|___|___|___|-|___|___|___|___|
Area Code Number
Name
____________________________________________
Number and Street
_________________________|_______|___________
City/Town State Zip Code
____________________________________________
Country (If outside U.S.)
|___|___|___|-|___|___|___|-|___|___|___|___|
Area Code Number
F15.
PLEASE TURN TO THE BACK COVER FOR THE LAST QUESTION (F16).
F16.
2 [ ] No - Please make name and address changes as needed below. Please print clearly.
Title: ____________ First name: ____________ Middle initial ____ Last name: _______________
Number and street: _________________ Apartment number: ____ City and town: _________ State: ___ ZIP Code: ____
THANK YOU FOR COMPLETING THE QUESTIONNAIRE
Please return the completed form in the envelope provided. If you lose the envelope and want another, call 1-800-327-7508. Our address is:
National Opinion Research Center at the University of Chicago
1525 East 55th Street
Chicago, IL 60615